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Robinhood因多项违规被美国SEC罚款4500万美元
美国证券交易委员会(SEC)周一表示,在线券商罗宾汉市场公司(Robinhood Markets)的两个子公司同意支付4500万美元的民事罚款,以了结SEC的一系列指控。 SEC在一份勒令停止令中说,罗宾汉证券有限责任公司(Robinhood Securities LLC)和罗宾汉金融有限责任公司(Robinhood Financial LLC)的失误包括没有及时报告可疑活动,没有保存电子通讯记录 ...
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