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The SEC engages in rulemaking through a transparent process guided by the Administrative Procedure Act and informed by public comment. Members of the public are invited to share comments on proposed rulemakings.
SEC.gov | Regulation A
2024年11月14日 · Press Release: SEC Harmonizes and Improves “Patchwork” Exempt Offering Framework Compliance Guide: Facilitating Capital Formation and Expanding Investment Oppor… Staff Report: Regulation A March 2020
SEC Announces Enforcement Results for Fiscal Year 2024
2024年11月22日 · The SEC’s two complaints allege that the defendants solicited investors via social media apps, lied to them to gain their trust and confidence, and then stole their money. These charges are the SEC’s first enforcement actions alleging these types of …
About - SEC.gov
2024年6月29日 · The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The SEC has up to five Commissioners appointed by the President on the advice and consent of the Senate.
SEC.gov | Submit a Tip or Complaint
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SEC Chair Gensler to Depart Agency on January 20
2024年11月21日 · Under Chair Gensler, the SEC made the first significant updates to the $55 trillion U.S. equity market in nearly 20 years. The agency unanimously made updates to the National Market System so that stocks can be traded …
Accredited Investors - SEC.gov
Investment advisers (SEC- or state-registered or exempt reporting advisers) and SEC-registered broker-dealers. Financial Entities. A bank, savings and loan association, insurance company, registered investment company, business development company, or small business investment company or rural business investment company
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Form 1-A - SEC.gov
SEC 486 (9-21) Potential persons who are to respond to the collection of information contained in this Form are not required to respond unless the Form displays a currently valid OMB control number. UNITED STATES SECURITIES AND EXCHANGE …
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Form 8-A - SEC.gov
SEC 1922 (5-19) Potential persons who are to respond to the collection of information contained in this Form are not required to respond unless the Form displays a currently valid OMB control number. (d) If this form is used for the registration of a class of …
Filing and Amending a Form D Notice - SEC.gov
Companies and funds must file their Form D notices and amendments with the SEC online, through the Internet, using the SEC's EDGAR (electronic gathering, analysis and retrieval) system. To file online using the EDGAR system, a company or fund must have its own filer identification number (called a "Central Index Key" or "CIK" number) and a set ...